Related Books

Governance, Risk, and Compliance Handbook
Language: en
Pages: 972
Authors: Anthony Tarantino
Categories: Business & Economics
Type: BOOK - Published: 2008-03-11 - Publisher: John Wiley & Sons

Providing a comprehensive framework for a sustainable governance model, and how to leverage it in competing global markets, Governance, Risk, and Compliance Handbook presents a readable overview to the political, regulatory, technical, process, and people considerations in complying with an ever more demanding regulatory environment and achievement of good corporate
Governance, Risk, and Compliance Handbook
Language: en
Pages: 488
Authors: Nigel King
Categories: Computers
Type: BOOK - Published: 2012 - Publisher: Packt Publishing, Limited

The book is not organized by product, rather by the governance and risk assurance processes. A given product may be represented in multiple places within the book and a given process may contain multiple product references. To ensure that we keep ourselves grounded in real problems, the book is written
Governance, Risk, and Compliance Handbook for Oracle Applications
Language: en
Pages: 488
Authors: Nigel King, Adil R. Khan
Categories: Computers
Type: BOOK - Published: 2012-08-24 - Publisher: Packt Publishing Ltd

The book is not organized by product, rather by the governance and risk assurance processes. A given product may be represented in multiple places within the book and a given process may contain multiple product references. To ensure that we keep ourselves grounded in real problems, the book is written
Operational Risk Management in Financial Services
Language: en
Pages: 24
Authors: Anthony Tarantino
Categories: Business & Economics
Type: BOOK - Published: 2010-12-16 - Publisher: John Wiley and Sons

Banking is at the forefront of the effort to quantify and measure operational risk and as such can be role model beyond the financial services industry. The Basel Committee of the Bank for International Settlements (BIS) has created a new capital accord, known as Basel II. Basel II requires banks
Financial Internal Controls Best Practices
Language: en
Pages: 26
Authors: Anthony Tarantino
Categories: Business & Economics
Type: BOOK - Published: 2010-12-16 - Publisher: John Wiley and Sons

This chapter from Governance, Risk, and Compliance Handbook, edited by Anthony Tarantino, provides an overview of best practices for financial internal controls. It covers COSO II guidance, automation of controls, and other primary considerations. It also discusses how to achieve ROI on compliance investments.